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SterlingTrading Tech in the News

Pionline.com: SEC wants updates to keep audit trail project on target

September 30, 2019

Agency now looking for implementation plan plus progress reports

The SEC is looking to avoid further delays on its consolidated audit trail project with proposed guidance that would require participating U.S. exchanges to file and publish an implementation plan as well as quarterly progress reports.

Read more at: https://www.pionline.com/regulation/sec-wants-updates-keep-audit-trail-project-target

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